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World
Order, Failed States and Terrorism
By
Henry C K Liu
PART 1: The
failed-state cancer
PART 2: The
privatization wave
PART 3: The business of private security
PART 4: Militarism
and mercenaries
PART 5: Militarism
and the war on drugs
PART 6: Outsourcing
Public Security
PART 7: History lesson for the 'war on terror'
(Click
here for previous parts in AToL)
This article appeared in AToL
on April 4, 2005
The world order of sovereign states began with the Peace of Westphalia
of 1648 which ended the Thirty Years' War (1618-48) during which the
German Protestant princes struggled, with the self-serving help of
foreign powers, against the unifying central authority of the Holy
Roman Empire, which was under the Hapsburgs in alliance with the German
Catholic princes. The Peace of Westphalia established a new world order
based on the principle of sovereign states through the recognition of
the independent sovereignty of the more than 300 German principalities
in the 17th century. These princely states, recognized internationally
as sovereign states by the peace, were not nation-states, as they were
all of German nationality.
The Peace of Westphalia represented a foreign-policy triumph for France
and its Swedish and Dutch allies, since it immobilized political
unification of the German nation and delayed it for two centuries.
There are clear indications that the "war on terrorism" today aims for
a foreign-policy triumph for US imperium that will immobilize the
political unification of Arab states as envisaged by Pan-Arabism.
The Peace of Westphalia advanced the modern Staatensystem or
the system of sovereign states in international relations and law. From
the 17th century to the unification of Germany by Otto von Bismarck in
the aftermath of the failed democratic revolutions of 1848, French
foreign policy was to keep Europe divided by the sovereign state
principles of the Peace of Westphalia, preventing a unified Germany
from emerging to threaten France and the other established big powers.
To achieve this aim, France, although a Catholic nation, opposed the
centralization aims of the Holy Roman Emperor.
German unification was not achieved until after the defeat of France in
the Franco-Prussian War of 1870-71 when Bismarck (1815-98) united
Germany by having a group of German princes gathering in the French
Palace of Versailles proclaim the victorious William I of Prussia
emperor of the German Empire. But Bismarck also divided Germany by
leaving one-sixth of the Germans outside of the new German Empire, a
condition that led a century later to another world war. Bismarck
opposed liberalism and advocated the unification of Germany under the
aegis of Prussia. Bismarck suppressed socialism with repressive laws
that prohibited the circulation of socialist ideas, legalized police
power to put down socialist movements and put the trial of socialists
under the jurisdiction of police courts. Yet the persecution of social
democrats only increased their strength in parliament. To weaken
socialist influence and to implement his policy of economic
nationalism, Bismarck introduced sweeping social reform. Between 1883
and 1887, despite strong opposition, laws were passed for health,
accident and retirement social insurance, prohibiting female and child
labor exploitation, and limiting working hours. These laws allowed
Germany to circumvent the evils of the Industrial Revolution that beset
Britain.
Universalist ideologies, wars of religion
The ideology behind the "war on terrorism" is universal democracy, and
in that respect it is analogous to the Holy Roman Empire ideology of
universal Catholicism. Yet with the invasion and occupation of Iraq, US
foreign policy has challenged the four-century-old Westphalia principle
of state sovereignty. This principle has kept the Middle East divided
to prevent a unified Arab state from emerging to threaten the
superpower status of the United States and the national interests of
its neo-imperialist allies. The US invasion of Iraq, while satisfying
the myopic mania of the neo-cons who temporarily captured US policy,
unwittingly gives legitimacy to pan-Arabism to unleash a frenzy of
regime changes unrestrained by the Westphalia principle of sovereign
states. The rise of pan-Arabism brought about by the demise of the
Westphalia principle of sovereign states in the Middle East will be
resisted by the neo-imperialist powers and will inevitably lead to a
new global war that will make the Thirty Years' Year look like child's
play.
The Thirty Years' War was fought on German soil, carried out by
soldiers of fortune who aspired to create principalities of their own
with their own political agendas. The "war on terror" today is fought
on Islamic soil, carried out by mercenary units and opportunistic local
factions hoping to carve out religious or ethnic fiefdoms. The Thirty
Years' War dragged on because the warring parties feared each other's
success and regularly changed alliances and war aims to keep the
conflict going. Peace was not an objective because the purpose of war
was to prevent any one party from winning, and as soon as peace was at
hand, the potential winner would be neutralized by a new balance of
power. Peace is also not an objective in today's "war on terrorism"
because the purpose of the war was to prevent indigenous political
cultures from overwhelming the injudicious push for universal democracy
and collateral US hegemony, which is enhanced by continuing local
conflicts with the US as a half-hearted peacemaker and arbitrageur with
a not-so-hidden self-serving agenda.
The "war on terrorism" today shares many parallel attributes with the
Thirty Years' War of four centuries ago. Both are global religious
conflicts conducted with geopolitical maneuverings. Both serve as
unwitting cradles for new world orders. While the Thirty Years' War was
fought to enforce universal Catholicism, today's "war on terror" is
being fought to spread universal democracy based on Judeo-Christian
values. Like the Thirty Years' War, the "war on terror" today is also
complex and multidimensional. US President George W Bush has repeatedly
served notice that it will be a protracted and difficult war. Like the
Thirty Years' War, the "war on terrorism" today also has no clear
single objective, not even the elimination of terrorism. So far, the
war has used the threat of terrorism as a pretext to invade sovereign
states not to the superpower's liking. The administration of president
George H W Bush launched the first Gulf War to protect the tangible
principle of sovereign states by driving Iraq from its reincorporation
of Kuwait, thus putting the principle of state sovereignty above the
intangible principle pan-Arab nationalism. Yet in the second Gulf War
to invade and occupy Iraq, the abstract principle of universal
democracy was used to overrule the tangible principle of state
sovereignty.
Terrorism is as old as civilization itself and many political movements
have been forced to resort to it in varying degrees, especially in
their early stages of struggle. Powerful, established political powers
regularly resort to state terrorism, known euphemistically as war
conducted by overwhelming force applied with shock and awe - in other
words, terror. Thus the "war on terror" is in fact fought with state
terror. Even the most heinous war is always rationalized with high
moral justification.
In its most current manifestation, the "war on terrorism" today is a
religious war between a faith-based Christian nation and Islamic
extremists, both groups controlled by fundamentalists, not unlike the
struggle between the Roman Catholic Church and emerging Protestant
movements during the Thirty Years' War. It is an unevenly matched
conflict between a powerful state military machine and clandestine
cells engaged in asymmetrical warfare reminiscent of the early phases
of the Thirty Years' War. It is an unbalanced game between an organized
system with visible and open targets everywhere and a vast network of
disjointed cells that are impossible to find until after they surface
with an attack. The same was true with the Holy Roman Empire in its
effort to rein in the Protestant German princes and their religious
zealot advisers during the Thirty Years' War.
The "war on terrorism" today is a violent neo-imperialist strategy that
unwittingly enhances the unifying aim of pan-Arabism, by threatening
the sovereignty of the numerous small Arabic failed states created by
the imperialist powers of the last century to frustrate pan-Arab
nationalism. Just as the prevention of the unification of Germany
played a key role in the strategy of foreign powers during the Thirty
Years' War, the eventual emergence and prevention of pan-Arabism will
play a key role in the "war on terrorism" today. It is too early to
discern how the geopolitical implication of the development will shape
up.
The "war on terrorism" is a unilateral war waged primarily by the sole
superpower that is putting strains on residual Cold War alliances,
forcing Europe to seek independence from post-Cold War US
unilateralism. It pushes Cold War US nemeses such as Russia, China and
India to converge if not unite in support of a multipolar world order.
The Holy Roman Emperor was in a similar situation in its relations with
the major powers of Europe at the time of the Thirty Years' War.
Bourbons, Bonaparte and Bush
The Peace of Westphalia that began in 1648 after 30 years of
destruction and slaughter marked the triumph of the doctrine of the
balance of power. The doctrine was directed against Hapsburg supremacy,
which was successfully blocked by a France on its path toward
superpower status. Later, when King Louis XIV of France advanced the
doctrine of "universal monarchy", or still later when Napoleon
Bonaparte expanded the same idea to a multinational, multi-ethnic
Empire of the French (not a French empire) based on universal
citizenship in the imperial Roman sense, the balance-of-power doctrine
was directed specifically against France. Today, there is clear
evidence of the balance-of-power doctrine being directed against a
hegemonic United States that attempts to construct, by violent regime
changes in distant sovereign states, a world order of compulsive
neo-liberalism. Unlike the Roman Empire or the Empire of the French, US
neo-imperialism has yet to adopt an inclusive citizenship policy.
US-led neo-liberal globalization promotes only the cross-border free
movement of goods and capital, but not of people.
One and half centuries after the Peace of Westphalia, Napoleon co-opted
the democratic ideals of the French Revolution and applied them to the
concept of a universal empire ruled by a Bonaparte dynasty consisting
of members of his family. The people of Spain proved to be less docile
than their aristocratic leaders to the Pax Napoleon. Even
before Joseph, Napoleon's brother, was proclaimed king of Spain with
alacrity by a Spanish Council of Regency, spontaneous anti-French
insurrection had broken out in every province of Spain, without central
leadership, systemic organization or preparation. Spain was by that
time a mere shadow of its former greatness and, in every sense of the
term, a failed state. The popular insurrection was not explainable by
any aversion to a foreigner on the Spanish throne. The Spanish Bourbons
were a foreign dynasty. Joseph Bonaparte came to Spain with an
impressive record of liberal reforms as king of Naples and he had the
support of a substantial segment of the Spanish elite, nobles,
prelates, financiers, officials and intellectuals who looked to France,
even Napoleonic France, as a bearer of the liberal principles of the
French Revolution. Had Joseph been allowed to rule in peace, such
aspirations might not have been wrong.
The Spanish Church had little to fear from Catholic France, but the
monastic orders that controlled the conscience of the masses had vested
interest in keeping fanaticism alive, forcing Napoleon to limit the
number of priests while appeasing the church elites. The large
landowners in Spain could afford to toy with liberal reform, for they
also had commercial interests and their income from rent was not
threatened by reform. The lesser nobles, on the other hand, were ruined
by the abolition of entails and suppression of feudal dues. To them,
the Napoleonic Code, a progressive instrument of the rule of law, was a
direct threat. They wanted no part of Napoleon's liberation. President
Bush's call to liberate the world from tyranny will meet with
resistance not from tyrants but from a natural aversion to imported
liberty. Like Napoleon's, Bush's bogus liberty is a smokescreen for
installing puppet proxies all over the world to support a new American
empire that thrives on structural disparity of income and wealth. Like
Napoleon's efforts in Spain, Bush's drive for global democracy will be
foiled by popular resistance unless and until neo-liberalism is purged
from the institution of democracy.
Although guerrilla tactics have been used since time immemorial, the
term "guerrilla" gained currency only during the Napoleonic wars,
particularly in Spain, where it had been highly effective in the six
years between 1808 and 1814. France had 320,000 troops in Spain at the
height of its presence in 1810 and a low of 200,000 troops in 1813.
During the six-year campaign, French forces lost 240,000 men: 45,000
were killed in action against conventional forces, 50,000 died of
illness and accident, and 145,000 were killed in action against
guerrilla forces. French losses in Iberia approached 1% of the entire
French population. Indeed, Napoleon lost more French troops in Spain
than in Russia. These were large numbers that France could not afford,
numbers that had they not been lost might have turned the strategic
tide at Leipzig or at Waterloo to prevent French defeat. A similar fate
is falling on US forces in Iraq and whatever other regime-change plans
the neo-cons in the US government are planning.
Military analysts have calculated membership in Spanish guerrilla bands
to have been about 50,000. Even if these are added to the Duke of
Wellington's regular force in Spain of 40,000 and 25,000 attached
Portuguese forces, the French still enjoyed a favorable force ratio of
almost 3:1. In spite of their numerical force advantage, however, the
French were defeated badly. Some historians see the fall of Napoleon as
having begun in Spain, where 320,000 French troops were tied down and
demoralized by guerilla warfare. But the real damage suffered by
Napoleon in his disaster in Spain was the challenge to his image of
invincibility.
Similarly, Iraq will tie down more than 150,000 US troops and
Afghanistan 50,000 for the foreseeable future. It the US were foolhardy
enough to invade Iran, a country four times the size of Iraq and much
less secular, it had better be prepared to send a million troops to
deliver its gift of exported liberty. But the real damage is to US
prestige of invincibility, following a pattern that began in Korea,
then Vietnam, and now Iraq.
Napoleon told the Spaniards: "I have abolished those privileges which
the grandees usurped, during the times of civil war, when kings but too
frequently are necessitated to surrender their rights, to purchase
their tranquility, and that of their people. I have abolished the
feudal rights, and henceforth everyone may set up inns, ovens, mills,
employ himself in fishing and rabbit hunting, and give free scope to
his industry, provided he respects the laws and regulations of the
police. The selfishness, wealth, and prosperity of a small number of
individuals, were more injurious to your agriculture than the heat of
the dog-days. As there is but one God, so should there be in a state
but one judicial power. All peculiar jurisdictions were usurpations,
and at variance with the rights of the nation; I have abolished them. I
have also made known to everyone what he may have to fear, and what he
may have to hope."
Yet the Spanish people, long oppressed under the foreign Spanish
Bourbons, decisively turned down Napoleon's offer of liberation. It
should be an object lesson to the United States' offer of liberty to
Afghanistan and Iraq and elsewhere around the globe. President Bush's
second Inaugural Address defined the unity of US national interest with
the spread of liberty around the world as a "calling of our time".
While no one can argue against liberty, one can question whether
liberty can be spread by force, or imposed by occupation and economic
domination. It is a well-known fact that liberty can only be taken by
the oppressed themselves, never delivered by a liberator from outside.
Incongruent issues, overlapping battlefields
The Thirty Years' War was a protracted, complex, multidimensional
conflict in a splintered Germany, with much similarity to today's
Middle East. It was a German civil war fought over Protestant-Catholic
religious issues. It was also a violent civil conflict over
constitutional issues regarding the central authority of the Holy Roman
Emperor and centrifugal forces of state sovereignty. The two separate
issues were not congruent, yielding overlapping battlefields and
shifting alliances and adversaries. The religious wars among Catholics,
Lutherans and Calvinists were fought by secular monarchs who saw
religious schisms as political opportunities. Ferdinand II and his
primary ally Maximilian I represented the re-Catholicizing zeal of the
Jesuit Counter-reformation, while Frederick V of the Palatinate
represented the equally militant forces of Calvinism. Unspoken is the
socio-economic struggle behind the religious dispute, with the
Counter-reformation trying to preserve agricultural feudalism while
Calvinism agitated for the emergence of capitalism.
The "war on terrorism" today will also be a protracted, complex,
multidimensional conflict in a splintered Islamic Middle East and
Central Asia. It will be a struggle between Christian fundamentalism
and Islamic fundamentalism, and a struggle between unipolar US imperium
and a multipolar world order of sovereign states. It will also be a
struggle between neo-liberal market fundamentalism and humanist
socialism. The fall of Soviet socialist imperialism should not be
mistaken as the death of socialism or the end of history. The triumph
of anti-imperialist socialist and populist forces through democratic
processes in Central and South America will spread to other regions.
The day will come when the US will regret its disingenuous push for
democracy all over the world. True democracy will emerge as an
effective vaccine against neo-liberal market fundamentalism.
One of Germany's main problems in the 16th century was that the
northern states were still divided over religion, though, ironically,
it was division among the Protestant states. After the Religious Peace
of Augsburg (1555), Protestant states had split along two different
lines. There were those states that wanted a flexible approach to
Protestantism. These states, known as the Phillipists, saw value in
some of the ideas of John Calvin and Huldreich Zwingli and saw no harm
in adopting a combination of Protestant beliefs. Opposed to these
states were the hardline Lutheran states. In 1577, these states
produced the "Formula of Accord", which clearly stated their position,
and the Phillipist states responded to this by switching openly to
Calvinism. Therefore, there was a visible split among the Protestant
world in Germany and there was a failure to create a common front
against the Roman Catholic Church. Similar splits in Islam, perhaps
even more complex, also cause a failure to create a common front in
modern times against the Judeo-Christian evangelicals. In modern
politics, the split in the socialism camp between communists and social
democrats has similarity to the split among the Protestants.
This Protestant split allowed the Roman Catholic Church some gains in
Germany. The socialist split has also allowed market capitalism some
gains in many parts of the world in recent decades. In the 1580s, the
archbishop of Cologne wanted to secularize his land. This would have
been very lucrative for him but it also broke the terms of the Imperial
Reservation in the 1555 Augsburg Settlement, which forbade such a move.
He was removed from his position by the Holy Roman Emperor, who sent
Spanish troops to enforce his authority. This was a perfectly legal
move by the emperor. A more orthodox Catholic replacement was
installed.
But Spanish troops so near to the western French border were not well
received in Paris any more than Soviet nuclear missiles in Cuban were
welcomed by Washington. The Protestant Evangelical Union was founded in
response to this foreign intrusion. It was a defensive alliance of nine
princes and 17 Imperial Cities. It was led by the Elector Palatine and
its general was Christian of Anhalt. This union was predominantly
Calvinist, and many Lutheran leaders stayed away from it as they felt
that its existence could lead to anarchy.
In response to this union, Maximilian of Bavaria founded the Catholic
League in 1609. Ironically, he did not ask the Catholic Austrian
Hapsburgs to join it - a symbol of just how far the status of the
Hapsburgs had fallen, to a level similar to US Defense Secretary Donald
Rumsfeld's disparaging reference to uncooperative Western European
allies and the "old Europe". Phillip III of Spain sent financial aid to
maintain some Hapsburg influence but his involvement in a central
European issue was bound to provoke the French. The "war on terrorism"
today also brings forth an opposing coalition against US hegemony and
unilateralism, such as a new European relationship with China and, more
significantly, the Shanghai Cooperation Organization (SCO) process.
The Shanghai Cooperation Organization
Unilateralism in US foreign policy, highlighted by US rejection of the
Kyoto Treaty and the Anti-Ballistic Missile Treaty, the hardline
approach toward North Korea and China, and until September 11, 2001,
support for anti-socialist terrorism in the name of human rights and
democracy, has solicited efforts by targeted countries to form their
own sets of cooperative multilateral mechanisms that exclude the US.
The SCO process, the most significant of such mechanisms, has quietly
but steadily built up its economic, military and diplomatic relations,
seeking to present itself as more viable counterweight to emerging US
hegemony in Central Asia.
The SCO consists of China, Kazakhstan, Kyrgyzstan, Russia, Tajikistan
and, most recently, Uzbekistan. Until that sixth member joined, the
group was known as the Shanghai Five. The group emerged from a series
of talks on border demarcation and demilitarization which the four
former Soviet republics held with China. Since 1996, when the group
held its first presidential summit meeting in Shanghai, the
five-country group has held annual summits. The statement from the July
2000 Dushanbe summit notes the establishment of a "Council of National
Coordinators" that would further foster regularized cooperation among
the member states. In addition, the joint statement expressed the
group's view of the international security situation both within and
beyond their borders. The Dushanbe statement pledge the member states
to crack down jointly on secession movements, terrorism, and religious
extremism within their borders and to oppose intervention in another
country's internal affairs on the pretexts of humanitarianism and
protecting human rights; and support the efforts of one another in
safeguarding the member states' national independence, sovereignty,
territorial integrity, and social stability. China has called for
strengthening mutual support in safeguarding the national unity and
sovereignty of the SCO member nations and jointly resisting all kinds
of threat to the security of the region, particularly from outside the
region.
With these aims in mind, the SCO defense ministers meet annually along
with their foreign ministers, and their militaries conduct joint
exercises and training, exchange information about peacekeeping
operations, and hold conferences and other exchanges on security
issues. The Dushanbe statement also noted the group's opposition to the
use of force or threat of force in international relations without
United Nations Security Council approval, a direct reference to recent
US undertakings in Iraq. The group also opposes any attempt by
countries or groups of countries to monopolize global and regional
affairs out of selfish interests. In similar terms, the Dushanbe
statement also expressed its opposition to US missile-defense strategy
by stating its strong support for the Anti-Ballistic Missile (ABM)
Treaty of 1972 and its opposition to "bloc-based" (ie, US
alliance-based) deployment of theater missile defense systems in the
Asia-Pacific region, particularly in Taiwan and Japan.
The SCO maintains that it is not an alliance, and is not aimed at any
third parties. Indeed, the group has a number of internal differences
that will likely prevent it from becoming like a North Atlantic Treaty
Organization (NATO). The two biggest countries in the group, China and
Russia, have enjoyed much-improved relations over the past decade, but
still harbor mutual long-term strategic distrusts. In addition,
individual members of the group differ over other important issues,
such as relations with various neighbors such as India, Pakistan and
Afghanistan, and over how best to exploit the rich reserves of energy
and other natural resources in Central Asia for common use. Russian
President Vladimir Putin appears to welcome additional members to the
group (such as Uzbekistan; Pakistan, Iran and India have expressed an
interest), which, if admitted, would certainly complicate the
achievement of consensus within the group. China and India are engaged
with serious efforts to improve relations.
The SCO process has resulted in impressive achievements, such as
settling border disputes, introducing confidence-building measures, and
moving in cooperative ways to combat illicit activities in their region
such as terrorism and drug smuggling. It has also issued increasingly
pointed statements in opposition to US hegemony. The SCO is indicative
of efforts around the world seeking security-related mechanisms
independent of US participation.
End of the Thirty Years' War
The Thirty Years' War was also an international war between France and
Spain and a dynastic war between the Bourbons and the Hapsburgs.
Foreign powers opposed to the Hapsburgs could not look with equanimity
on developments in Germany. The French, English and Dutch formed a
league to oppose the Hapsburgs. They found their champion in Christian
IV of Denmark, who also had extensive possessions in northern Germany.
Christian IV invaded Germany in 1626, but was crushingly defeated in
1627 by the army of the Catholic League and a new Imperial force under
the enigmatic Bohemian condottiere Albrecht Wenzel Eusebius von
Wallenstein. Emboldened by victory, Ferdinand, Holy Roman Emperor and
king of Bohemia, issued the Edict of Restitution, requiring the return
of all lands expropriated from the Roman Church since the 1550s.
Fearing Wallenstein's rising power, the territorial rulers forced the
emperor to remove him from power and reduce the size of the Imperial
army. Concerned by growing Hapsburg power along the Baltic, Gustavus
Adolphus of Sweden, the Lion of the North, invaded northern Germany in
1630. Cardinal Richelieu of Catholic France wanted an alliance with the
Protestant Gustavus to form a counterweight to Hapsburg power in
Europe. If Gustavus could also enlist the help of Maximilian of Bavaria
and the Catholic League, then so much the better. Both Gustavus and
Richelieu were pragmatists. Though they held opposite views on
religion, they both realized that they needed each other if they were
to form a realistic opposition to Ferdinand, Holy Roman Emperor and
king of Bohemia. Gustavus was not welcomed by his fellow Lutherans in
Germany. His sole significant ally was the French, who subsidized his
army.
After the Swedish-allied city of Magdeburg was destroyed by an Imperial
army, the Protestants grew concerned and began to arm. When the
Imperial forces moved against Saxony, the elector of Saxony threw in
his lot with the Swedes. The Swedish army met the Imperials at
Breitenfeld near Leipzig and annihilated them. The Swedes promptly took
over most of southwestern Germany. Ferdinand, Holy Roman Emperor and
king of Bohemia, had no choice but to recall Wallenstein. The Swedes
and Wallenstein's new army met near Leipzig at Luetzen on November 16,
1632. The battle was a draw, but Gustavus was killed. Fearing
Wallenstein's rising power, and concerned by his intrigues with hostile
powers, the emperor had him killed. With some imagination, one can see
Saddam Hussein as a modern-day Wallenstein who was first used by the US
against an Islamist Iran and then destroyed to punish his intrigues
with hostile powers.
The Imperial and Spanish armies joined and inflicted a crushing defeat
on the Swedes at Noerdlingen. All the Swedish gains in southern Germany
were lost. After Noerdlingen, most of the German territorial rulers
made their peace with the emperor. Under the resultant Peace of Prague,
most of the church lands in Protestant hands in 1627 were allowed to
remain so.
After the invasion of Iraq, most of the Arab states also made their
peace with the US, most notably Libya's Muammar Gaddafi. The Financial
Times reported on March 26, 2003, that Libya brought to an end decades
of international isolation as a pariah state with a promise to join
forces with the United States and the United Kingdom to fight the
"global war against terrorism". It promised to provide intelligence to
help root out al-Qaeda and secured a gas-exploration deal with Shell
that could be worth billions of dollars. Tony Blair, UK prime minister,
held two hours of talks with Gaddafi in a bedroom tent a few kilometers
outside of Tripoli, the first time a British leader had set foot in the
country since 1943. He emerged to declare the Libyan leader an
important ally of the neo-imperialists and urged other Arab countries
to follow Tripoli's example.
In May 1635, 17 years after the beginning of the Thirty Years' War,
France declared war on Spain and increased the scope of its
interventions in the Empire, and gradually weakened the Imperial
forces. Earlier, in October 1634, the Holy Roman Emperor, the king of
Spain and the Roman Catholic princes of Germany had agreed to a joint
attack on France. Louis XIII was simply preempting the inevitable:
attack before France itself was attacked.
The military prospects of France were not good. Its troops were
undisciplined and lacked experience in the newer forms of fighting.
France, therefore, needed alliances. In July 1635, France signed a
treaty with Savoy, Parma and Mantua for a joint campaign in northern
Italy. The French Huguenot general, the Duc de Rohan, was sent to help
the Swiss Protestants in a campaign to overthrow the Valtellina. In
October 1635, Bernhard of Saxe-Weimar and his army were taken into
French service.
To sustain the above alliances, Richelieu needed improved finances by
taking loans, selling government offices to the highest bidder (though
not necessarily the most talented) and to place government tax
inspectors (intendants) on permanent location in the provinces to
ensure tax collection. French military involvement in the Thirty Years'
War got off to a poor start. The Spanish made timely and generous
concessions to the Swiss Protestants in the Valtellina and therefore
stability was brought back to the area. Rohan was abandoned by the
Swiss rebels and had to withdraw to France.
In 1636 came the expected attack on France by the major Catholic powers
of Europe. The high taxes in France had made Richelieu a very unpopular
man and the invading Catholic forces hoped to capitalize on this and be
seen as a liberating force with religious righteousness. France had to
endure a three-pronged attack. The Cardinal-Infante Ferdinand attacked
through Picardy. An Imperial army led by Graf von Gallas attacked
through the Vosges and Phillip IV of Spain led an attack from the
south.
The Cardinal-Infante was especially successful and many Parisians
feared that their city would be occupied. It was commonly thought that
Richelieu would be dismissed as a concession to the Cardinal-Infante
but Louis XIII stood by him and asked Parisians to be patriotic and
supply money to the government in the defense of Paris. Bernhard of
Weimar pushed back Gallas and the attack by Phillip IV failed to
materialize. The Cardinal failed to maintain his push and he too was
pushed back from Paris.
Though the attack on France failed, the prestige of France as a nation
had suffered. It had proclaimed itself as the savior against the
domination of Europe by the Holy Roman Emperor, but a nation that had
been invaded could hardly claim the status of protector of European
liberties.
The German electors had no faith in France. In the autumn of 1636 they
were summoned to Regensburg by Ferdinand, Holy Roman Emperor and king
of Bohemia. Here, they duly elected his son, Ferdinand, king of the
Romans. In February 1637, the elder Ferdinand died and his son
succeeded him as Ferdinand III. Like any new emperor or king, Ferdinand
had to prove himself, but his start was less than auspicious. France
took control of Alsace and much of the Rhineland while the Swedes took
over or neutralized northern Germany and carried the war into Bohemia.
Over the final four years of the war, the parties were actively
negotiating at Osnabrueck and Muenster in Westphalia. On October 24,
1648, the Peace of Westphalia was signed, ending the Thirty Years' War.
Reorganization and compromise
No true Diet or Reichstag had been assembled since 1613. The emperors,
Ferdinand II and III both, had ruled by fiat and the consent of the
electors. While they had hoped to resolve matters themselves, the
electors, at the Kurfeurstentag opened in Nuremberg on February 3,
1640, agreed that a Diet should be called. It was to debate a broader
amnesty than that granted by the Peace of Prague in the hopes of at
last bringing peace to the Empire. The Diet actually opened at
Regensburg on September 13, 1640. At first all went according to the
Imperial plan. A safe-conduct was issued to emissaries from
Hesse-Cassel and Brunswick-Lueneberg and even to the Winter King's
relict, Elizabeth Stuart. The Diet agreed to a general amnesty. And to
put some force behind these pacific plans, the current size of, and
subsidies to, the Imperial army were agreed.
In 1640 a short pamphlet, Dissertatio de ratione Status in Imperio
nostro Romano-Germanico, was published under the pseudonym
Hippolithus a Lapide, but generally attributed to the Swedish court
historiographer Bogislav von Chemnitz. This widely read work
demonstrated the limits of the authority of the emperors under the
Imperial constitution and the manner in which the Hapsburgs had
exceeded their legitimate authority in pursuit of power.
In December 1640, Georg-Wilhelm, elector of Brandenburg, died and was
succeeded by his son, Frederich-Wilhelm, as the Great Elector who in
January 1641 removed his late father's adviser, the pro-Imperial
Schwartzenberg. During the summer of 1641, the Swedes and French had
shown that, regardless of the emperor's wishes, they were not going to
disappear from the Empire, nor were they going to permit any solution
to be reached of which they were not a part.
On June 30, 1641, they entered into the Treaty of Hamburg, which
renewed their 1638 treaty of alliance, which was set to expire. Unlike
prior treaties, which had run for a specified term, this was to last
until the war was over. In July 1641, Frederich-Wilhelm concluded a
two-year truce with Sweden. He then announced to the shocked Diet that
he did not consider the Imperial proposals, grounded on an extension of
the Peace of Prague and seeking a purely domestic solution to the wars
of the Empire, worthy of his support. The lesser Protestant princes
immediately began to distance themselves from the emperor and rally to
the Brandenburger.
The Swedes and French issued an invitation to the emperor, Spain and
the Estates of the Empire to peace conferences to be held in
Westphalia. On December 4, 1642, Armand-Jean du Plessis, Cardinal
Richelieu, died. His health had long been weak and he had persisted in
his labors only by dint of his preternatural will. He was succeeded as
Louis XIII's chief minister by the Sicilian Giulio Mazarini, more
commonly known as Cardinal Mazarin.
Even though the convening of peace conferences, both domestic and
foreign, had been set, peace did not come swiftly to the Empire. After
the close of the Reichstag of Regensburg and the signing of the Treaty
of Hamburg, a structure for negotiation was in place. In theory, the
purely domestic quarrels of the Empire were to be settled at Frankfurt
in a meeting of the Princes of the Empire, the Deputationstag. The
international dimension of the war was to be settled by negotiations at
Muenster and Osnabrueck.
According to the Preliminary Treaty of Hamburg, the Congress of
Westphalia was to open on March 25, 1642. However, this was rendered
impossible by delays in ratification of the treaty: the emperor delayed
his approval until July 26, 1642. As a result, the official opening
date was revised to July 11, 1643. Even then, only the Imperial
representatives were there on time. As they had no one with whom to
negotiate, no progress was made.
On May 14, 1643, Louis XIII died. His widow queen, Anne of Austria, a
Hapsburg and sister to Philip IV, was appointed regent to the infant
Louis XIV. Hopes of a softening of policy toward the Hapsburgs were
misplaced. Anne was far more zealous in the protection of her son's
interests than her brother's. She confided the running of France to
Mazarin, who continued Richelieu's anti-Hapsburg policies unabated.
While the diplomatic front remained static, the war did not.
The Peace of Westphalia represented a compromise rather than an
unconditional surrender. Each of the combatants had experienced abrupt
reversals of fortune during the course of the war: thus neither was
willing to proceed on the assumption that the emperor's dire military
straits would continue. Further, the interests of the Swedes and the
French were sufficiently divergent that the emperor was able to play
one off against the other. For example, the Swedish desire for a
guarantee of Protestant rights in the Hapsburg domains was scotched by
the French at Imperial insistence. The peace thus concluded had
something for everyone and everything for no one, the classic outcome
of a balance of power. The primary component of the peace from the
international perspective was a complex series of land transfers within
the Empire. This was particularly true of the Swedish acquisition of
eastern Pomerania, which led to a complex chain reaction of land
transfers, mostly representing re-secularization of bishoprics returned
to the Catholic Church under the Edict of Restitution.
After these transfers, all dreams of the Roman Church of its
re-establishment in northern Germany were ended. The constitution of
the Empire was so adjusted as to render its already loose structure
utterly incoherent, with a particular laxity imposed in matters of
religion. The Princes of the Empire were granted an expanded version of
their German liberties, the Landeshoheit. They could make military
alliances among themselves and with foreigners, could wage war and make
peace, only provided the alliances and wars were not directed against
the emperor. As the future was to display, this was an empty proviso.
To protect against the emperor and Catholic electors using the
machinery of the Imperial state to advance the old religion,
Protestants were to be admitted as judges in the Imperial courts in
numbers equal to the Catholics, and in any matter before the Diet that
had religious implications, unanimity of decision was required. The
followers of John Calvin were at last to be considered followers of the
Augsburg Confession, and thus receive the same rights under the
Imperial constitution as the Catholics and Lutherans.
Within the Empire, a broad amnesty was granted to all.
The Edict of Restitution was finally laid in its grave. The Peace set
the normaljahre to January 1, 1624, with all lands in
Protestant hands at that date to remain so for at least 40 years. Since
this date was before the Imperial advances in northern Germany
attendant upon the Danish war, the north German Protestant lands were
to remain secularized.
The pope protested the loss of lands, but purely pro forma, in
order to preserve the Church's rights should the war rekindle. Even
these mild protests were met with a provision in the final treaty in
which the parties agreed to ignore any formal protest the Church might
lodge. The papacy itself was unwilling to endanger the fragile peace
through excessive vigor in preservation of its rights: the bull
formally protesting the settlement, Zelo Domus Domine, was not
issued until August 20, 1650, although it was backdated to November 26,
1648.
The Catholics received confirmation that there would be no more
creeping secularizations accomplished by changes in the religion of
holders of bishoprics. The Protestants were to recognize the reservatio
ecclesiasticorum, and any prelate converting to the reformed faith
would henceforward lose his benefices. Various of the parties received
monetary settlements, either to compensate them for losses of lands, or
to assist in payment of the long-suffering soldiery.
The results of the war and the two peace treaties were highly
significant. France replaced Spain as the greatest power in Europe.
With Sweden, France had blocked the Hapsburg efforts to strengthen
their authority in the Empire. At Westphalia, the right of the
individual states within the Empire to make war and conclude alliances
was recognized. In theory as well as in fact, the most important of
these states became virtually autonomous, and German unity was
postponed for more than two centuries. The Empire was further
dismembered by the recognition of the independence of Switzerland and
the seven northern provinces of the Netherlands. Two new powers emerged
in northern Germany. Sweden received part of Pomerania and the
bishoprics of Bremen and Verden; Brandenburg-Prussia added the rest of
Pomerania and several secularized bishoprics to its possessions. In
southern Germany, the Bavarian rulers were permitted to keep the upper
Palatinate and the title of elector, but the Lower Palatinate was
restored to Frederick's son and an eighth electorate was created for
him. France received most of Alsace by the Treaty of Westphalia, and by
the Treaty of Pyrenees parts of Flanders and Artois in the Spanish
Netherlands and lands in the Pyrenees.
The religious settlement at Westphalia confirmed the predominance of
Catholicism in southern Germany and of Protestantism in northern
Germany. The principle accepted by the Peace of Augsburg of 1555 that
Catholic and Lutheran princes could determine the religion practiced in
their territory was maintained, and this privilege was extended to
include the Calvinists as well.
The Austrian Hapsburgs had failed in their efforts to increase their
authority in the Empire and to eradicate Protestantism, but they
emerged from the war stronger than before. In Bohemia, they had stamped
out Protestantism, broken the power of the old nobility, and declared
the crown hereditary in the male line of their family. With Bohemia now
firmly in their grasp and with their large group of adjoining
territories, they were ready to expand to the east in the Balkans, to
the south in Italy, or to interfere once more in the Empire.
Losers
The above detailed summary of the complexity of the Thirty Years' War
presents a glimpse of how unpredictably the "war on terrorism" will
affect the shape of world order over its anticipated protracted course
of decades. Rising powers such as China, India and Brazil, as well as a
revitalized Russia, will eventually become major players, as will a
European Union and Japan increasingly independent of US domination.
There is also the unstoppable spread of socialist movements in Central
and Latin America as a major factor in the evolution of new
balance-of-power configurations. If the US persists with its
faith-based foreign policy for an extended period, it may fall into the
danger of repeating the fate of Catholic Spain.
The real losers in the Thirty Years' War were the German people. More
than 300,000 had been killed in battle. Millions of civilians had died
of malnutrition and disease, and wandering, undisciplined troops had
robbed, burned and looted almost at will. The population of the Empire
dropped from about 21 million to 13.5 million between 1618 and 1648.
Today, the real losers so far in the "war on terrorism" are the Iraqi
people and their Islamic brothers. The Thirty Years' War remains one of
the most terrible in history. The long-range result of the war, which
was to endure for about two centuries, was the enshrinement of a
Germany divided among many territories, all of which, despite their
continuing membership in the Holy Roman Empire up to its formal
dissolution in 1806, had de facto sovereignty. After the fall of
imperialism, the Westphalia principle of sovereign states has been
deviously used by Western neo-imperialists to rule the region through a
proxy of puppet sovereign states to oppose pan-Arabism. As unnatural
fragmentation of the German nation has been identified by analysts as a
long-term underlying cause of later German militarism, the unnatural
fragmentation of the Arabic nation is also an underlying cause of
Islamic terrorism.
Next: Militarism and failed states
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