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THE
ABDUCTION OF MODERNITY
By
Henry C K Liu
Part I: The race toward barbarism
Part II: That old time religion
Part III: Rule of law vs Confucianism
Part IV: Taoism and
modernity
Part
V:
The Enlightenment and modernity
This article appeared in AToL on
August, 12 2003
The Enlightenment, generally accepted as the flowering of modernity in
the West from its Renaissance roots, is a periodization in history.
Periodization, a complex problem in history, is the attempt to
categorize or divide historical time, mentality or events into discrete
named blocks. History is in fact continuous, and so all systems of
periodization are to some extent arbitrary. History does not end as
long as the human species survives. Those who proclaim the end of
history are predicting the death of civilization, not the victory of
neo-liberalism as heaven on Earth. Imperialism and neo-imperialism,
operating with cultural hegemony, are a cancer the invasive growth of
which will kill the world as a living organism.
It is nevertheless useful to segment history so that the past can
provide lessons to the present by being conceptually organized and
significant changes over time articulated. Different peoples and
cultures have different histories, and so will need different models of
periodization. Periodizing labels constantly change and are subject to
redefinition as contemporary perceptions change. A historian may claim
that there is no such thing as modernity, or the Enlightenment or the
Renaissance, or the Nuclear Age, while others will defend the concept.
Modernity, as currently constituted in the West, can also be viewed as
a relapse of civilization toward barbarism through advanced technology.
Many periodizing concepts apply only in specific conditions, but they
are often mistaken as universal generalities. Some have a cultural
usage (such the Romantic period, the Age of Reason or the Age of
Science or the Space Age), others refer to historical events (the Age
of Imperialism, the Depression Years or the New Deal era) and others
are defined by decimal numbering systems (the 1960s, the 16th century).
In chronology, an era is a period reckoned from an artificially fixed
point in time, as before or after the birth of Christ: BC for Before
Christ and AD for Anno Domini (year of the Lord). There are less known
but also significant points in historical time beside the birth of
Christ. The alleged creation of the world in Jewish mythical history is
equivalent to 3761 BC, and in Byzantine history, the creation date was
5508 BC. The founding of the city of Rome took place in 753 BC, with
subsequent years marked AUD for ad urbe condita (from the
founding of the city). The hijira marks the migration of the
Prophet Mohammed to Medina from Mecca in AD 622. Abbreviated AH, it is
the starting timepost for all Muslims.
The division between AD and BC defines history according to the birth
of one man, whose divinity is far from universally accepted. Only about
33 percent of the world's population are Christians. The most
far-reaching date anomaly is the late setting of the beginning of the
Christian era by the Roman monk-scholar Dionysius Exiguous (died circa
AD 545), thus putting the historical birth of Christ at 4 BC, four
years before the calendar birth year of Christ. The year AD 2000 marks
two chronological events in the Western calendar: a new millennium and
a new century. Its celebration marks the global dominance of Western
culture in the 20th century. The new millennium is merely year 4398 in
Chinese lunar calendar - a non-event.
The French revolutionary calendar changed the names of the months to
remove all reminders of despotic traditions, such as August, named
after the Roman emperor Augustus, July, named after Julius Caesar, and
March (mars in French), named after the Roman god of war. It
made all months 30 days equally to emphasize equality and rationality.
The names for the months in the new calendar were invented hastily, by
revolutionary dramatist Philippe Fabre d'Eglantine (1755-94), George
Jacques Danton's talented secretary who would be tragically guillotined
at the prime age of 39, a mere five years after the storming of the
Bastille, the popular uprising that launched the French Revolution. The
12 30-day months added up to 360 days; the remaining five days of the
year, called sans-culottides, after the name given to the
members of the lower classes not wearing fancy culottes
(breeches), were to be feast days for the laboring class, called
Virtue, Genius, Labor, Reason and Rewards.
The French revolutionary calendar rejected the year of the birth of
Christ as the first Anno Domini. It replaced the seven-day week, viewed
by revolutionary zealots as an obsolete Christian relic, with the
metric 10-day decade, unwittingly causing a counterrevolutionary,
regressive reduction in the number of days of rest for the working
populace from four to three in a month. The overall purpose was to
remove from the cultural consciousness all Christian events such as
Christmas, Easter, All Saints Day, the Sabbath, etc, as part of a
program to replace Christianity with a Cult of Reason. The French
revolutionary calendar remained in effect until the Thermidorian
Reaction, a period of political revisionism, of vulgar extravagance in
social manners, of greed and scandal and of merveilleuses,
women known for their underdressed overdressing in public. The
Thermidorian Reaction was marked by the growth of corruption,
inflationary speculation and manipulative profiteering, suspension of
populist economic regulations, topped with a wholesale repeal of
de-Christianization practices.
The Thermidorian Reaction is so named because it came after the coup
d'etat of 9 Thermidor, Year III of the Republic (July 27, 1794), that
brought down Maximilien Robespierre (1758-94), thus ending the Reign of
Terror, and brought to power a convenient coalition of the conservative
old bourgeoisie and the boisterous parvenus and nouveaux
riches, which would deliver the French nation, another five years
later, to a military dictator in the person of Napoleon Bonaparte.
Still other periodizations are derived from influential or talismanic
individuals (the Victorian era, the Elizabethan era, the Napoleonic era
or the Mao era). Some of these usages are geographically specific. This
is especially true of periodizing labels derived from individuals or
ruling elites, such as the Jacksonian era in the United States, or the
Meiji era in Japan, or the Merovingian period in France. Cultural terms
may also have a limited reach. Thus the concept of the Romantic period
may be meaningless outside of Europe and of Europe-influenced cultures.
Yet the term "modernity" takes on universal characteristics that spring
from Western cultural hegemony. In recent times, modernity has again
been abducted as a war cry to perpetuate the domination by the
capitalist West of the rest of the world. Previously, the Renaissance
claimed modernity as a justification against secular power of the
Church, the bourgeoisie claimed modernity as a justification against
absolute monarchism, and the socialist revolutions claimed modernity as
justification against capitalism. All these claims were associated with
social progress. But the current abduction of modernity by the
capitalistic West represents the first time in history when reaction is
claimed as modernity and barbarism as progress. The law of the jungle
is celebrated as competitive market fundamentalism, and the doctrine of
"might is right" permeates modern diplomacy, replacing morality and
legitimacy.
Periodizing terms are often tools of cultural hegemony with negative
connotation for oppressed cultures and positive connotation for the
hegemonic culture. Thus there is the Age of Monarchy in the West but
the Age of Asiatic and Oriental Tyrants in Asia and the Middle East.
The Victorian era, which is known for sexual repression, racism, class
conflict and exploitation, and imperialism, is hailed in the West as
the age of propriety, industrialization and capitalism. Other labels
such as "Renaissance" have positive characteristics as compared with
"Medieval", despite that fact that historians have suggested that
unlike the Middle Ages, the Renaissance failed to develop significant
lasting social institutions.
The French term "Renaissance" - meaning "rebirth" though in the
English-speaking world it is commonly known by its French name - was
created by Petrarch (Francesco Petrarca, 1304-74), an Italian humanist
poet whose famous vernacular poem inspired by his love for Laura
transcended medieval asceticism into individual expression of emotion.
The term refers to the cultural changes that occurred in Italy as a
reaction to Italian conditions of the time, which began around the quattrocento
(15th century) and culminated in what is termed the High Renaissance,
at around 1500. Many Western historians regard the Renaissance as the
beginning of modernity. Yet, the basic institutions, the great
framework of collective purpose and action by which the West continues
to operate far into the present time, all originated in the Middle
Ages. Parliaments, for example, were medieval feudal institutions. The
Magna Carta was signed by King John of England in 1215.
The Renaissance, also known as the Age of Humanism, was a period of
secularization of Western civilization. The Renaissance Church became a
secular institution in this period, shedding its spiritual roots, with
insatiable greed for material wealth and temporal power. The Italian
Renaissance produced little of what could be considered great ideas or
institutions by which men living in society could be held together in
harmony. Indeed, the greatest of all Europeans institutions, the Roman
Church, in which Europeans had lived for centuries, fell into neglect
under Renaissance popes, whose fall from spiritual grace sparked the
Reformation.
Nor did the Renaissance produce any effectual political institutions.
Unlike the medieval agricultural towns of France that developed
gradually, the trading towns of Italy prospered abruptly as trade
converged on the Mediterranean. The sudden riches from trade held in
private hands required a new culture separate from the medieval
communal spirit to rationalize its acceptability. As merchants made
obscene fortunes from trade and banking, they diverted social criticism
by sponsoring art, to glorify their worldly sins with beauty.
Successful bankers lent money to popes, kings and princes, and with the
profits they gained political control of Italian trading towns to turn
them into despotic city-states. They employed mercenaries in the form
of condottieri, private captains of armed bands, who contracted
with opposing city-states to carry on warfare, sometime even changing
sides during hostility for a better price. As they forgot about things
that money could not buy, they glorified the power of money in a
philosophy of humanism and despotism.
The most notable example was the Medici clan of Florence. Giovanni
(died 1429) founded the banking fortune that enabled his son Cosimo de'
Medici (1389-1464) to become the de facto ruler of Florence through
populist politics. Cosimo's grandson, Lorenzo the Magnificent
(1449-92), used his great wealth to govern as a connoisseur and lavish
benefactor of art and letters. Tuscany became a duchy of which Medici
men were hereditary grand dukes until the clan died out in 1753. The
clan furnished two popes and numerous cardinals to the Church, and two
Medici women became queens of France. It was the first time in history
when money led to political significance rather than the reverse.
Italian politics degenerated into a tangled web of subterfuge and
conspiracy, making no pretense to legitimacy, to represent any moral
idea or to further any social good.
The Renaissance idea of virtu (to be man) had little to do with
the medieval idea of virtue. Virtu describes the quality of
being a man in the sense of demonstrating individual human powers as
expressed in the arts, in war and statecraft. It is the root of
Friedrich Wilhelm Nietzsche's hero and the rationale of fascism. This
concept applies dominantly to the visual arts, referring to the work of
Michelangelo, Raphael and Leonardo da Vinci. It also applies to the
emergence of capitalism, private banking, provincial despotism and
materialistic secularism. It celebrated the specific differences in man
in contrast to the medieval concept of the common generality of man.
The discovery of the rules of perspective and detailed anatomy in
drawing allowed painters to locate humanity in specific contexts rather
than symbolic generality of abstract truth. In Leonardo's The Last
Supper, Christ and his disciples were portrayed as a group of men
each having distinct individual personalities.
The Renaissance was a movement of the non-aristocratic elite minority,
exclusive in spirit in contrast to the medieval notion of community.
Renaissance individualism was the privilege of a dazzling few. The
Italian humanists were lay writers, instead of clerics or court
scribes. "Humanism" is a name given to the literary movement of the
Italian Renaissance. The pomposity of the humanists was mocked by the
populace in their own time. The humanists were in awe of antiquity, a
peculiar preoccupation for modernists. They tried to dress, talk, and
comport themselves like Roman nobles. They disdained writing in Italian
as Dante Alighieri and Giovanni Boccaccio had done. They dismissed even
medieval Latin as barbaric and corrupt, and reverted to the style of
the excessively flowery language of the schoolbook Latin of Cicero
(106-43 BC), the great Roman orator whose famous First Oration
Against Catiline skillfully condemned Catiline as a conspirator
based on hearsay testimony obtained from Catiline's mistress. Cicero,
despite his rhetorical eloquence, remained unable to substantiate his
legal authority to execute Catiline's five associates, thus subjecting
himself to exile subsequently for having put to death Roman citizens
without due process of law.
The Humanist movement did not survive the test of time, the exception
being Lorenzo Valla (1407-57), who showed conclusively from the
language used in the document that the Donation of Constantine, on
which the papacy based it temporal claims, could not have been written
in Constantine's time and so was a forgery. The discovery was welcomed
by the Italian Renaissance city-state despots who were eager to
undermine the legitimacy of the papacy's temporal power.
The Renaissance invented the idea of the "gentleman", later emulated by
the British elite. Baldassare Castiglione (1478-1520) wrote Book of
the Courtier, liberating Europeans from their uncouth manners of
publicly spitting, belching, blowing their noses on their sleeves,
snatching food with their bare hands and general bawling and sulking
openly with little inhibition. According to Castiglione, a courtier
should cultivate graceful manners in society and poised approaches
toward his equals, converse with facility, be proficient in sports and
arms, be an expert dancer with appreciation for music and poetry and be
gallant to the fair sex. He should know Latin and Greek as a sign of
good education and be familiar with literary trends but not too
engrossed. In sum, it was a promotion of dilettantism, which as
transformed into the English gentleman of the Oxbridge variety became
what many identified as the mentality that contributed to the demise of
the British Empire. It was also the mentality of much of the
British-trained Third World elite. This mentality left the
post-colonial independent nations with a poverty of political and
economic leadership after the fall of the British Empire, from India to
the Middle East, from Africa to Asia. Such mentality has kept the
former colonies from cultural and economic revitalization from the
wounds of colonialism.
Niccolo Machiavelli's The Prince (1513) was Europe's first
secular treatise on politics, devoid of concern for morality,
legitimacy or justice, issues that rulers have since learned to
manipulate to rationalize their political interests. He described the
barbaric chaos of 16th-century Italy as universal modern reality.
Ironically, this perspective deprived Italy of the development of
institutions, such as the nation-state, in which men can act in concert
for a larger purpose. In a new age of rising national monarchies, the
city-states of Italy could not compete without the protection of the
spiritual and temporal power of the Church, against which Renaissance
Italy itself played a central role in weakening. In 1494, a French army
crossed the Alps and Italy became the bone of contention between France
and Spain. In 1527, a horde of undisciplined Spanish and German
mercenaries sacked Rome, killing thousands in an orgy of rape and
looting, imprisoned the pope and mockingly paraded cardinals facing
backward on mules in the streets. Never had Rome experienced anything
so horrible and degrading, not even from the barbaric Goths of the 5th
century.
The term "Middle Ages" also derived from Petrarch, who was comparing
his own period to the Ancient or Classical world, seeing his time as a
time of rebirth after a dark intermediate period, the Middle Ages. The
idea that the Middle Ages were a "middle" phase between two other
large-scale periodizing concepts - Ancient and Modern - still persists.
Smaller periodizing concepts such as Dark Ages occur within it. Both
"Dark Ages" and "Middle Ages" still have negative connotations - the
latter especially in its Latin form "medieval". However, other terms,
such as "Gothic" as in Gothic architecture, used to refer to a style
typical of the High Middle Ages, have largely lost the negative
connotations they initially had, only to acquire others. Critics
derisively called the French Physiocrats of the French Enlightenment
"economists" because they concerned themselves with materialistic
issues.
The Gothic and the Baroque were both named during subsequent stylistic
periods when the preceding style had become unpopular. The word
"Gothic" was applied as a pejorative term to all things Northern
European and, hence, barbarian, by Italian writers during the 15th and
16th centuries. The word baroque was used first in late 18th
century French to depict the irregular natural pearl shape and later an
architectural style perceived to be boisterously irregular and larger
than life, in comparison with the highly restrained regularity of
Neoclassical architecture. Subsequently, these terms have become purely
descriptive, and have largely lost negative connotations. However, the
term "Baroque" as applied to art (for example Peter Paul Rubens) refers
to a much earlier historical period than when applied to music (George
Frideric Handel, Johann Sebastian Bach). This reflects the difference
between stylistic histories internal to an art form and the external
chronological history beyond it.
Gothic construction, most identifiable in popular culture by the flying
buttress, is the technological response to the medieval pious
aspiration toward light and height transformed into ecclesiastical
architecture. The boisterous Baroque was the awe-inspiring instrument
of the Counter-reformation, sponsored by the Jesuits, defenders of the
True Faith. Baroque architecture was the propaganda vehicle of the
Jesuits in their counter-reformation campaign and the dramatic stage of
the Inquisition. It spread quickly to all Roman Catholic countries.
King Louis XIV of France later coopted the propaganda effectiveness of
the Baroque and the stately legitimacy of Classicism to enshrine the
stature of absolute monarchy. Modern architecture rose from the hopes
of social democratic ideals stemming from the collapse, in the
aftermath of World War I, of the European monarchies and their
attendant social and esthetic values as constituted in the system of
court-sponsored academies. While the cultured public welcomed the new
artistic philosophy, official suppression of the Modern Movement by
both Nazi Germany and the post-Lenin Soviet Union forced its migration
to the United States, where it was coopted into the service of
corporate capitalism after being sanitized of most of its
social-democratic program, the way modernity is now being abducted to
serve the current "war on terrorism".
The entire Renaissance was supported by a political ideology that is of
dubious acceptability by contemporary standards. Despotism was a boon
to Italian Renaissance art and architecture. A case can be made to
condemn the Italian Renaissance as a movement of courtly pretension and
elitist taste prescribed by theme, content and form to the questionable
needs of secular potentates and ecclesiastical mania. The noblest
social art, one can argue, is that which the contribution of multitudes
create for themselves as a common gift of glory, such as the Gothic
cathedrals and the temples of ancient Greece. By contrast, Vladimir
Tatlin's monument for the Third International was an attempt to unite
artistic expression with the new socialist ideal as the Eiffel Tower
did for industrialization. The Productivist Group maintained in its
polemic that material and intellectual production were of the same
order. Leftist artists devoted their energy to making propaganda for
the new Soviet government by painting the surfaces of all means of
transport with revolutionary images to be viewed in remote corners of
the collapsing czarist empire. Constructivism declared all-out war on
bourgeois art. Alas, the revolutionary movement met its demise not from
bourgeois resistance, but from internal doctrinal inquisition. Much of
Constructivist esthetic creativity was subsequently coopted by
bourgeois society. Modernity is socialism, but the term has been
abducted by bourgeois capitalism since the end of the Cold War.
In many cases, those living through a period are unable to identify
themselves as belonging to the "period" historians may later assign to
them. This is partly because they are unable to predict the future, and
so will not be able to tell whether they are at the beginning, middle
or end of a period. Another reason may be that their own sense of
historical development may be determined by religions or ideologies
that differ from those used by later historians. We may well be living
in the dawning of the age of socialism, free from the false starts of
the past century, and ushered in finally by the self-destructive
excesses of capitalism run amok.
It is important to recognize the difference between self-defined
historical periods and those which are later defined by historians. At
the beginning of the 20th century there was a general belief that
culture, politics and history were entering a new era - that the new
century would also be a new "era" in human development. This belief in
progress had been largely abandoned by the end of the century with the
triumph of militant reaction crowned by a proclamation of the end of
history. Yet just as the Catholic Counter-Reformation failed to arrest
the spread of the Reformation, the capitalist reaction against the
socialist revolutionary movement since 1848 is faced with the option of
including socialist programs in the capitalist system or the
replacement of capitalism by socialism. Democracy is not the exclusive
tool of the bourgeoisie. Just as the bourgeoisie used democracy and the
rebellious power of the working class to pressure the aristocracy, the
working class will use democracy to remove the bourgeoisie from
controlling the fate of the human race.
"The Enlightenment" is a periodization term that applies to the
mainstream of thought of 18th century Europe. The scientific and
intellectual developments of the 17th century fostered the belief in
natural laws and universal order and the confidence in reason which
spread to influence 18th century society in Europe. These development
were typified by the discoveries of Isaac Newton (1642-1727), the
rationalism of Rene Descartes (1596-1650) and Pierre Bayle (1647-1700),
the pantheism of Baruch Spinoza (1632-77) that equates god with the
forces and natural laws of the universe and the empiricism of Francis
Bacon (1561-1626) and John Locke (1632-1704). A rational and scientific
approach to religious, social, political and economic issues promoted a
secular view of the world and a general sense of progress and
perfectibility.
The proponents of the Enlightenment were of one mind on certain basic
attitudes, and sought to discover and act on universally valid
principles governing humanity, nature and society. They attacked
spiritual and scientific authority, dogmatism, intolerance, censorship
and economic and social constraints. They considered the state the
proper and rational instrument of progress. In England, Lockean
theories of learning by sense perception were carried forward by David
Hume (1711-16). The philosophical view of rational man in harmony with
the universe set the climate for the "laissez-faire" economics of Adam
Smith (1723-90) and for the utilitarianism of Jeremy Bentham
(1748-1832) of the greatest good for the greatest number. Historical
writing gained secular detachment in the work of Edward Gibbon
(1737-94). In Germany, the universities became centers of the
Enlightenment (Aufklarung). Moses Mendelssohn (1729-86) set
forth a doctrine of rational process; Gotthold Ephraim Lessing
(1729-81), whom Johann Wolfgang von Goethe (1749-1832) credited as
having placed the young poet in the true path, advanced a natural
religion of morality; J G Herder (1744-1803) developed a philosophy of
cultural nationalism. The supreme importance of the individual formed
the basis of the ethics of Immanuel Kant (1724-1804). The movement
received strong support of the rising bourgeoisie and vigorous
opposition from the high clergy and the nobility.
The strongest claim by the West on modernity is derived from ideas and
concepts generally grouped under the category of the Enlightenment.
These are ideas that were developed during the half a century preceding
the French Revolution, between 1740 and 1789, known in history as the
Age of Enlightenment. It was at the time that the idea of progress
gained popular acceptance in the West. It was a time when Europeans
emerged from a long twilight, from which the past was considered
barbaric and dark. This was the age of enlightened thinkers, known as philosophes,
and enlightened despots.
The idea of the Enlightenment was drawn from earlier sources, carried
over from the old philosophy of natural law, which held that right
depends on a universal reason, not on local conditions or on the will
or perspective of any person or group. It carried over, from the
intellectual revolution of the previous century, the ideas of Bacon and
Locke, Descartes and Newton, Bayle and Spinoza. It was antagonistic and
skeptical toward tradition, confident in the powers of science and
places faith firmly in the regularity of nature. It most serious
shortcoming was the assumption that European values derived from
European experience were universal truth and that such truth gave
license to world dominance: the rest of the world, to escape domination
and exploitation, must adopt Western ways of militarism and
exploitation. The modernization of Japan was a perfect example of this
trend.
The philosophes of the Enlightenment were mostly popularizers,
in an age when the great books were not read by the public. They
reworded the ideas of past civilizations in ways that held the interest
of the growing reading public. These philosophes were primarily
men of letters, exemplified by Francois Marie Arouet de Voltaire
(1694-1778), who made fortunes and gained fame with his writings. They
differed from intellectuals of the past who were mostly proteges of
aristocratic or royal patrons or clerics in the Church.
The emergence of a literate middle class made such freelancers
possible. Naturally, as most writers who enjoy popularity write what
their audiences like to hear, what economist John Galbraith calls
"conventional wisdom", the Enlightenment authors mostly wrote to
enhance the political and economic interests of the bourgeoisie. Most
of the works produced during this period focused on the catalogue and
organization of information, made entertaining with wit and lightness.
This was the age of the salon literati, of clever one-upmanship
and satire, full of innuendos and sly digs, particularly insider jokes
understood only by the enlightened few. Voltaire attacked European
society by making fun not of the French, but by stereotyping the
Persians, the Iroquois and the Chinese.
Frederick the Great of Prussia was regarded as an eminent philosophe
through his friendship with Voltaire, whose style he emulated, as was
Catherine the Great of Russia (1762-96). While Maria Teresa of Austria
(1740-80) was not a philosophe on account of her piety, her son
Joseph, brother of the ill-fated Marie-Antoinette of France (1755-93),
worked hard to become one, as a patron of Wolfgang Amadeus Mozart. In
England, Bishop Warburton (1698-1779) tried to become one by claiming
that the Church of England as a social institution was exactly what
pure reason would have invented. Edward Gibbon (1737-94), whose Decline
and Fall of the Roman Empire summarized the millennium following
the birth of Christ as "the triumph of barbarism and religion", much as
the centuries after the Renaissance are summarized today as the triumph
of capitalistic democracy over socialist revolutions as a religious
truth. Gibbon was counted as a philosophe for his secular
outlook.
Dr Samuel Johnson (1709-84) was not considered a philosophe. He
was fascinated by the supernatural, adhered to the established church,
deflated pretentious authors, even declared Voltaire and Jean Jacques
Rousseau (1712-78) "bad men" who should be sent to the plantations in
America.
The Enlightenment was in essence French, a product of sophisticated
Parisian salons run by the likes of Madame de Pompadour,
mistress of Louis XV, lubricated by the liberal flow of French
champagne. Denis Diderot (1713-84) was not only a card-carrying philosophe,
his Encyclopedie was described as a "reasoned dictionary"
written by a distinguished list of other philosophes who went
on to enjoy the awesome rank of Encyclopedists. Another group of philosophes
was the Physiocrats, whom critics derisively called "economists" who
concerned themselves with fiscal and monetary reform, with measures to
increase the national wealth of France. Among the Physiocrats were
Francois Quesnay (1694-1774), physician to Louis XV (1715-74), and
Dupont de Nemour (1739-1817), whose descendants became the US
industrial/chemical Dupont family.
The three giants of the philosophes were Montesquieu, Voltaire
and Rousseau. Charles Louis de Secondat, baron de la Brede et de
Montesquieu (1533-92), a landed aristocrat, was a defender of his class
interest. Among his associates was the Count of Boulainvilliers
(1658-1722), who held that French nobility was descended from a
superior Germanic race, a view that contributed to the emergence of
racism in the West.
In his The Spirit of Laws (1748), Montesquieu developed two
principal ideas. One was that forms of government varied according to
climate and circumstances, for example that despotism was suited more
to large empires in hot climates and that democracy only would work in
small city-states. Thus democracy is inconsistent with the idea of
empire. The other idea was the separation and balance of powers. In
France, he believed that power should be divided between the king and a
number of "intermediate bodies" - parliaments, provincial estates,
organized nobility, chartered towns, and even the church. It was
natural for Montesquieu, a judge in parliament, a provincial and a
landed nobleman, and reasonable for him to recognize the position of
the bourgeoisie of the towns, but as for the Church he observed that
while he took no stock in its teachings, he thought is useful as an
offset to undue centralization of government. Montesquieu admired the
unwritten English constitution as he understood it, not for its
democratic qualities but in believing that England carried over, more
successfully than any other European country, the feudal liberties of
the Middle Ages. To Montesquieu, government should be a mixture of
monarchy, aristocracy and democracy, a term representing the interests
of the bourgeoisie, not the general population and definitely not
workers and peasants.
The ideas of Montesquieu were well known to the drafters of the US
constitution, who, because the United States at that time had no
history of social institutions besides slavery, distorted the meaning
of democracy and the separation of powers as defined by Montesquieu to
create a political structure peculiarly suited only to US conditions.
Those who now claim that the US version of democracy is a heritage of
the Enlightenment universally suited for all humankind have been highly
selective in their understanding of history.
Strictly speaking, the modern world arrived in the 18th and 19th
centuries with the transfer of power from the aristocracy and the
absolutist kings (Louis XIV in France and James I in England) to the
upper middle classes - the elite bourgeoisie. The upper middle classes
were represented by constitutional assemblies, legislatures, and
parliaments, which took power away from the kings and aristocrats by
violent revolutions or by reform legislation: England (1688, 1830s),
the United States (1776), France (1789, 1830, 1848, 1870), Canada
(1840s and 1850s), and Germany (1848, 1918). Japan embarked on a
deliberate program of "modernization" in the late 19th century and
early 20th century.
The shift of power was accompanied by the Industrial Revolution and
liberal, or free-enterprise, economic theory (laissez faire), the
economic counterpart of the middle-class political revolutions.
Critiques of this modern, elitist middle-class, democratic, and
laissez-faire industrial system emerged at various points in the 19th
century, most notably in Marxist and other socialist movements.
Although these movements of the working people were critical of the
upper-middle-class entrepreneurs who led the 18th century and early
19th century "modern" revolutions, Marxists and other socialists
remained modern in most of their assumptions. Thorough-going critique
of the modern world view and its rational-scientific outlook, its
rationally organized economic production system, and its rationally
centralized bureaucratic politics did not emerge until the late 19th
century and early 20th century. Such critique came at first only from
philosophers such as Friedrich Nietzsche (1844-1900), scientists such
as Albert Einstein (1879-1955), Sigmund Freud (1856-1939), and artists
and writers. Only in the late 20th century did such postmodern critique
become widespread. For most people in the 1980s, in Europe and North
America and increasingly around the world, modern ways of life
dominated, although intellectuals had been attacking or reinterpreting
modern views for some time.
One way to understand Western modernity is to look at countervailing
social, political and religious manifestations. As anthropologists,
sociologists and historians have studied the "traditional village
societies" that survived in a few remote areas of Europe and in
non-Western cultures, they have learned much about the nature of the
modern Western world view. The very name "traditional society" focuses
on what is perhaps the most important single aspect. "Modern" means
"now" - a world view focusing on the now, on the latest, on the newest
and the most dominant. A traditional society takes "handed down" things
(Latin tradita) as its starting point and modifies them slowly
even as it tries to be faithful to the inherited ideas and customs. A
modern world view implicitly assumes the superiority of the latest and
newest as liberating and expansive, and almost invariably scorns the
old-fashioned as constrictive and oppressive. The confrontation of the
non-Western world with the ascending West that turned out to be
aggressively intrusive, and the rationalization of victimization as a
deserved fate of not being modern, has affected the development of the
non-Western world, particularly the ancient cultures found in China,
India and the Middle East. It forced these cultures to reject age-old
values that had evolved from centuries of struggle toward harmony to
adopt the new barbarism of domination, militarism and racism to
survive.
The clearest example is Japan, the thoroughly "modern" Asian power. The
Meiji era (1868-1912), a period historians identify as the beginning of
modern Japan, marks the reign of the Meiji emperor during which Japan
was "modernized" and rose to world power status on a path that
eventually brought it the detonation of two atomic bombs. The Meiji
Restoration ended the more than 250-year-old feudalistic Tokugawa
shogunate. In 1868, 14-year-old Mutsuhito succeeded his father, the
Emperor Komei, taking the title Meiji, meaning ironically "enlightened
rule". Considering that the economic structure and production of the
country was then roughly equivalent to Elizabethan England, to have
become a world power in such a short amount of time is widely regarded
as remarkable progress. This process was closely guided and heavily
subsidized by the Meiji government, enhancing the power of the great zaibatsu,
firms such as Mitsubishi. Hand in hand, the zaibatsu and
government developed the modern nation, borrowing technology and
cultural concepts from the West, copying the British Empire of the
Victorian age, much the same way Japan did from Tang China in
nation-building in the 7th century. Kyoto was a scaled-down replica of
the Tang capital, Changan. Japanese mercantilist policies gradually
took control of much of Asia's markets for manufactures, beginning with
textiles. The economic structure became mercantilist, importing raw
materials and exporting finished products - a reflection of Japan's
relative poverty in raw materials, a condition similar to those found
in England.
Japan's defeat of China in Korea in the Sino-Japanese War (1894-95)
established it not as an Asian power, but as a Western power in Asia
infatuated with Western racist values, which generated much
anti-Japanese sentiment throughout Asia. Japan's breakthrough as an
international power came with its victory against Europeanized Russia
in Manchuria in the Russo-Japanese War of 1904-05. Allied with Britain
since 1902 against Czarist Russian expansionism in Asia, Japan joined
the Allies in World War I, seizing German-held territory in China and
the Pacific in the process, but otherwise remained largely out of the
conflict. After the war, a weakened Europe left a greater share in
international markets to the United States and Japan, both of which
emerged greatly strengthened, setting them on a path of conflict that
ended in Pearl Harbor. Japanese competition made great inroads into
hitherto European-dominated markets in Asia, not only in China, but
also even in European colonies such as British India and Dutch
Indonesia.
Japan emerged from the Tokugawa-Meiji transition as the first
industrialized nation in Asia. Domestic commercial activities and
limited foreign trade had met the demands for material culture in the
Tokugawa period, but the modernized Meiji era had radically different
requirements. From the onset, the Meiji rulers embraced the concept of
a market economy and adopted British and American forms of
free-enterprise capitalism. The private sector - in a nation blessed
with an abundance of aggressive entrepreneurs - welcomed such change.
Trade in the Confucian culture that formed Japan ranked below
prostitution in social esteem. Luckily for the merchant class, trade
was rescued from traditional social scorn through its role in national
survival. Similar evolution is currently taking place in China, with
results that are controversial at best.
Economic reforms included a unified modern currency based on the yen,
banking, commercial and tax laws, stock exchanges, and a communications
network. Establishment of a modern institutional framework conducive to
an advanced capitalist economy took time but was put in place by the
1890s. By this time, the government had largely relinquished direct
control of the modernization process, primarily for budgetary reasons.
Many of the former daimyo, whose pensions had been paid in a
lump sum, benefited greatly through investments they made in emerging
industries. Those who had been informally involved in foreign trade
before the Meiji Restoration also flourished. Old bakufu-serving
firms that clung to their traditional ways failed in the new business
environment.
The establishment of the bakufu by Minamoto Yoritomo was the
single most transforming event of early Japan. The bakufu, or
"tent government" (because soldiers lived in tents), was more or less a
military government. It primarily functioned as a separate government
concerned principally with military and police matters. The emperor's
government in Kyoto continued to function as before: the court still
appointed civil governors, collected taxes, and exercised complete
control in the area surrounding the capital.
The real power of the state, however, became more concentrated in the
hands of the Kamakura shogun. The word shogun is a Chinese term
for "general". Minamoto Yoritomo demanded the title Sei i tai
shogun, "barbarian-conquering great general", when he defeated the
Taira. The shogun, and the military government beneath him, really did
not control much of Japan. For all practical purposes, the provinces of
Japan were independent even though local lords (daimyo) who
swore allegiance to the shogun.
The shogunate, however, did not remain in Minamoto clan hands for very
long. When Yoritomo died in 1199, his widow, from the clan of the Hojo,
usurped power from the Minamoto clan. She was a Buddhist nun, so she
became known as the "Nun Shogun". She displaced the son who had
inherited from his father and installed another son, who was soon
assassinated. From that point onward, the Hojo clan ruled the bakufu
while the Minamoto clan nominally occupied the position of shogun. The
relationship between the bakufu and the imperial government had
never been very friendly; in 1221, the imperial court led an uprising
against the bakufu, but failed. By this point, however, the
ideology of loyalty had become fully ingrained in the bakufu structure;
the imperial court had little success persuading people to break that
loyalty.
The defining moment for the Kamakura bakufu was the
unsuccessful invasion of Japan by the Mongol Chinese. In 1258, Kublai
Khan conquered the Korean Peninsula and in 1266, he declared himself
emperor of China and established the Yuan Dynasty. In 1266,
representatives of the Yuan court came to Japan and demanded submission
to Chinese rule. The imperial court was terrified, but the Hojo clan
decided to stand its ground and sent the representatives home. In 1274,
the Yuan emperor sent a vast fleet to invade Japan but it was destroyed
by a hurricane - the Japanese called this fortunate hurricane kamikaze,
or "wind from the gods". Again in 1281, China launched the largest
amphibious assault in the history of the ancient and medieval worlds.
The Chinese army was a terrifying invasion force. But the Hojo clan
managed to keep the Chinese from landing by building a vast seawall
against the invaders. Another hurricane again sank the Chinese fleet.
The bakufu might have saved Japan from Chinese invasion, but
they could not survive the modernization program of the Meiji
Restoration. The Meiji government was initially involved in economic
modernization, providing a number of "model factories" to facilitate
the transition to the modern period. After the first two decades of the
Meiji period, the industrial economy expanded rapidly until about 1920
with inputs of advanced Western technology and large private
investments. Stimulated by wars and through cautious economic planning,
Japan emerged from World War I as a major industrial nation. Its
mercantilist path led it to the quest of empire in the British fashion.
After World War II, General Douglas MacArthur turned Japan into an
export dynamo in the service of the United States in the context of the
Cold War. This role became obsolete after the end of the Cold War. The
current economic crisis in Japan is rooted in issues much deeper than
Western economists have identified.
Europeans outside of Italy were much less conscious of any sudden break
with the Middle Ages. Medieval intellectual interests persisted in the
continuing founding of universities, which the Italian humanists
regarded as pedantic centers of scholastic learning. Between 1386 and
1506, no fewer than 14 universities were founded in Germany, while no
new university was founded in Italy in the 15th century. At one of the
new German universities, at Wittenburg, founded in 1502, Marin Luther
(1484-1546) launched the Reformation against the Renaissance Church.
The Scholastic philosophy of Thomas Aquinas (1225-74) laid the
foundation of European thought by calling for exactness and disciplined
thinking, and above all made Christendom safe for reason with his
doctrine that faith could not be endangered by reason. In contrast, at
about the same time, Islamic authorities ruled that valid
interpretation of the Koran had ended with the Four Great Doctors of
early Islam. "The gate was closed" was an Islamic saying, and with it
centuries of brilliant Arabic thought withered away gradually. It is
the greatest irony in intellectual history, since it had been Arabic
learning on ancient Greek culture that helped Christian scholars
rediscover Aristotelian syllogism.
The Holy Roman Empire was proclaimed in AD 962, five decades after the
German magnates elected a king in 911, who also assumed the title of
Holy Roman Emperor. The Holy Roman Empire was in theory coterminous
with Latin Christendom, and endowed with a special mission of defending
and extending the true faith. The Holy Roman Emperor was never able to
consolidate his political domain as did the kings of France and
England, because the magnates of Germany allied themselves with the
papacy in Rome to preserve their feudal liberties from the emperor.
In the mid-15th century, a group of kings in Europe, known in history
as the New Monarchs, succeeded in laying the foundation for
nation-states. The new monarchs offered the institution of monarchy as
a guarantee of law and order, against aristocratic abuse of the
bourgeoisie and the peasants who were willing to pay taxes to the king
in return for peace and protection, and to let the king dominate
parliament which had proved to be a stronghold of the aristocracy. The
new monarchies broke down the mass of inherited feudal "common law"
through which the rights of the feudal classes were entrenched, by
reinstituting Roman law, which was actively studied in the new
universities. These new monarchs proclaimed themselves as sovereigns
and required their subjects to address them as "Your Majesty."
According to lex regia in Roman law, the sovereign incorporates
the will and the welfare of the people in his person, and upholds the
principle of salus populi suprema lex (the welfare of the
people is the highest law). The sovereign can make law, enact it by his
own authority regardless of past customs or historical liberties by the
principle of quo principi placuit legis habet vigorem (what
pleases the prince has the force of law).
The New Monarchy came to England with the dynasty of the Tudors, whose
first king, Henry VII (1485-1509), put an end to the War of the Roses,
which had greatly decimated the English baronial families. In France,
the New Monarchy was represented by Louis XI (1461-83) and his
successors. Louis XI maintained a regular royal army, no longer
dependent on aristocratic support for maintaining peace and waging war.
The French king acquired much greater authority to raise taxes without
parliament consent than the English Tudors. The Estate General met only
once in the reign of Louis XI, and on that occasion requested the king
to govern without them in the future. Over the First Estate, the
Church, the French kings asserted extensive powers.
The Pragmatic Sanction of 1438 gave the Gallic Church much independence
from Rome. In 1516, King Francis I reached an agreement with Pope Leo
X, the Concordat of Bologna, rescinding the Pragmatic Sanction, by
dividing the independence with Rome receiving the "innates" or money
income from French ecclesiastics, the king appointed the bishops and
abbots. The fact that the French monarchy controlled the Gallic church
was the main reason why France never turned Protestant.
The New Monarchy came to Spain through facilities offered by the
Church, since the kingdom of Spain did not exist before that. The
Spanish were the most tolerant of all Europeans, with Christians,
Muslims and Jews living in harmony. As the New Monarchy in Spain
followed a religious bent, achieving unification through the Church,
national feelings fused with Catholicity. With the Christian conquest
of Granada, Moors and Jews were expelled. The Inquisition hunted down
Moriscos (Christians with Moorish background) and Maranos (Christians
of Jewish background). A decree in 1492 expelling Jews followed their
expulsion from England in 1290 and from France in 1306. Jews were not
allowed to return to England until the mid-17th century and to France
until after the French Revolution. The Sephardic Jews from Spain went
mostly to the Near and Middle East. The Jews who left England and
France went mostly to Germany, the great center of Ashkenazic Jewry of
the Middle Ages. Driven from Germany in the 14th century, they
concentrated in Poland until the Holocaust of the 1940s.
Ideas of the New Monarchy were also at work in the Holy Roman Empire in
Germany, with the difference that the estates in the other new
monarchies took the form of princely states, duchies, margraviats,
bishoprics and abbacies in Germany. The emperor became an elective
office by seven Electors. In 1356, the Archduke of Austria, a Hapsburg,
was elected emperor. The Hapsburgs remained the principal power in
Europe, until after the Thirty Years' War, which ended in 1648.
Protestantism, as espoused by Martin Luther (1483-1546), was
revolutionary because its doctrines held not merely that abuses in the
Church must be reformed but that the Roman Church itself, even if
perfect by its own ideals, was wrong in principle. Protestants aimed
not to restore the medieval Church from Renaissance abuses, but to
overthrow it and replace it with a church founded on principles drawn
from the Bible. Such principles should not be decreed by the Church but
by the individual believer's conscience.
This attitude against central authority was music to the German
princes, who responded positively to Luther's invitation to the state
to assume control of religion. Protestantism became entwined with
social and political revolution. Charles V, as Holy Roman Emperor, was
obliged to defend the faith because only within a Catholic world did
the Holy Roman Empire have any meaning. The princely states within the
empire saw the emperor's effort to suppress Luther as a threat to their
own freedom. The imperial free states and the dynastic states of
northern Germany insisted on ius reformandi, the right to
determine their own religion. They became Lutheran and secularized (ie,
confiscated) church properties to enrich the secular sovereigns.
Thus Luther, in placing theological protest under the protection of
secular power politics, exploited the political aspirations of budding
German principalities in the 16th century. In return, he conveniently
provided the German princes with a theological basis for political
secession from the theocratic Holy Roman Empire.
Luther exploited the political aspirations of German princes to be
independent of the Holy Roman Emperor to bolster his theological revolt
from the Roman Catholic Church. But he came to denounce peasant
rebellions when the peasants rebelled against the Protestant German
princes. He did so even though such peasant uprisings against the
German princes claimed inspiration from the same theological ideas of
the Reformation that had motivated the revolt against the Holy Roman
Emperor by the same German princes for independence. Such radical ideas
had been advocated by Luther. However, even Luther's professed personal
sympathy for peasant demands for improved treatment from their
oppressive princes did not persuade him to endorse peasant uprisings.
In fact, Luther could be considered a Stalinist. Or more accurately,
Joseph Vissarionovich Stalin (1879-1953) would in fact fit the
definition of a Lutheran diehard, at least in revolutionary strategy if
not in ideological essence. Like Luther, Stalin suppressed populist
radicalism to preserve institutional revolution, and glorified the
state as the sole legitimate expeditor of revolutionary ideology.
Early Protestantism, like Stalinism, became more oppressive and
intolerant than the system it replaced. Ironically, puritanical
Protestant ethics celebrating the virtues of thrift, industry, sobriety
and responsibility, were identified by many sociologists as the driving
force centuries later behind the success of modern capitalism and
industrialized economy. Particularly, ethics as espoused by Calvinism,
which in its extreme advocated subordination of the state to the
church, diverging from Luther's view of the state to which the church
is subordinate, was ironically credited as the spirit behind the
emergence of the modern Western industrial state. In that sense, the
post-Cold War Islamic theocratic states are Calvinist in principle.
Next: Imperialism
as Modernity
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